English
Leon Trotsky
The Third International After Lenin

3. Democratic Dictatorship or a Dictatorship of the Proletariat?

But how did the last Plenum of the E.C.C.I. evaluate the experiences of the Chinese revolution, including the experience of the Canton insurrection? What further perspectives did it outline? The resolution of the February (1928) Plenum, which is the key to the corresponding sections of the draft program on this subject, says concerning the Chinese revolution:

“It is incorrect to characterize it as a ‘permanent’ revolution [the position of the representative of the E.C.C.I.].”

The tendency to skip [?] over the bourgeois-democratic stage of the revolution while simultaneously [?] appraising the revolution as a ‘permanent’ revolution is a mistake analogous to that committed by Trotsky in 1905 [?].”

The ideological life of the Comintern since Lenin’s departure from its leadership, that is, since 1923, consisted primarily in a struggle against so-called “Trotskyism” and particularly against the “permanent revolution.” How is it, then, that in the fundamental question of the Chinese revolution not only the Central Committee of the Communist Party of China, but also the official delegate of the Comintern, i.e., a leader who was sent with special instructions, happen to commit the very same “mistake” for which hundreds of men are now exiled to Siberia and put in prison? The struggle around the Chinese question has been raging for some two and a half years. When the Opposition declared that the old Central Committee of the Communist Party of China (Chen Tu-hsiu), under the influence of the false directives from the Comintern, conducted an opportunist policy, this evaluation was declared to be “slander.” The leadership of the Communist Party of China was pronounced irreproachable. The celebrated Tang Ping-shan declared amid the general approval of the Seventh Plenum of the E.C.C.I. that

“At the very first manifestations of Trotskyism, the Communist Party of China and the Young Communist League immediately adopted a unanimous resolution against Trotskyism.” (Minutes, p. 205.)

But when, not withstanding these “achievements,” events unfolded their tragic logic which led to the first and then to the second and even more frightful debacle of the revolution, the leadership of the Communist Party of China, formerly flawless, was re-baptized as Menshevik and deposed in the space of twenty-four hours. At the same time a decree was promulgated that the new leadership fully reflected the line of the Comintern. But no sooner did a new and a serious test arise than it was discovered that the new Central Committee of the Communist Party of China was guilty (as we have already seen, not in words, but in actions) of swerving to the position of the so-called “permanent revolution.” The delegate of the Comintern took the very same path. This astonishing and truly incomprehensible fact can be explained only by the yawning “scissors” between the instructions of the E.C.C.I. and the real dynamics of the revolution.

We shall not dwell here upon the myth of the “permanent revolution” of 1905 which was placed in circulation in 1924 in order to sow confusion and bewilderment. We shall confine ourselves to an examination of how this myth broke down on the question of the Chinese revolution.

The first paragraph of the February resolution, from which the above-quoted passage was taken, gives the following motives for its negative attitude toward the so-called “permanent revolution”:

“The current period of the Chinese revolution is a period of a bourgeois-democratic revolution which has not been completed either from the economic standpoint (the agrarian revolution and the abolition of feudal relations), or from the standpoint of the national struggle against imperialism (the unification of China and the establishment of national independence), or from the standpoint of the class nature of the state (the dictatorship of the proletariat and the peasantry) . . . .”

This presentation of motives is an unbroken chain of mistakes and contradictions.

The E.C.C.I. taught that the Chinese revolution must secure for China the opportunity to develop along the road to socialism. This goal could be achieved only if the revolution did not halt merely at the solution of the bourgeois-democratic tasks but continued to unfold, passing from one stage to the next, i.e., continued to develop uninterruptedly (or permanently) and thus lead China toward a socialist development. This is precisely what Marx understood by the term “permanent revolution.” How then can we, on the one hand, speak of a non-capitalist path of development for China and, on the other, deny the permanent character of the revolution in general?

But—insists the resolution of the E.C.C.I.—the revolution has not been completed, either from the standpoint of the agrarian revolution or from the standpoint of the national struggle against imperialism. Hence it draws the conclusion about the bourgeois-democratic character of the “present period of the Chinese revolution.” As a matter of fact the “present period” is a period of counter-revolution. The E.C.C.I. doubtlessly intends to say that the new resurgence of the Chinese revolution, or the third Chinese revolution, will bear a bourgeois-democratic character because the second Chinese revolution of 1925–1927 solved neither the agrarian question nor the national question. However, even thus amended, this reasoning is based upon a total failure to understand the experiences and lessons of both the Chinese and the Russian revolutions.

The February 1917 revolution in Russia left unsolved all the internal and international problems which had led to the revolution—serfdom in the villages, the old bureaucracy, the war, and economic debacle. Taking this as a starting point, not only the S.R.’s and the Mensheviks, but also a considerable section of the leadership of our own party tried to prove to Lenin that the “present period of the revolution is a period of the bourgeois-democratic revolution.” In this, its basic consideration, the resolution of the E.C.C.I. merely copies the objections which the opportunists raised against the struggle for the dictatorship of the proletariat waged by Lenin in 1917.

Furthermore, it appears that the bourgeois-democratic revolution remains unaccomplished not only from the economic and national standpoint, but also from the “standpoint of the class nature of the state (the dictatorship of the proletariat and the peasantry).” This can mean only one thing: that the Chinese proletariat is forbidden to struggle for the conquest of power so long as no “genuine” democratic government stands at the helm in China. Unfortunately, no instructions are forthcoming as to where we can get it.

The confusion is further increased by the fact that the slogan of Soviets was rejected for China in the course of these two years on the ground that the creation of Soviets is permissible presumably only during the transition to the proletarian revolution (Stalin’s “theory”). But when the Soviet revolution broke out in Canton and when its participants drew the conclusion that this was precisely the transition to the proletarian revolution, they were accused of “Trotskyism.” Is the party to be educated by such methods? Is this the way to assist it in the solution of supreme tasks?

To save a hopeless position, the resolution of the E.C.C.I. (without any connection whatever with the entire trend of its thought) rushes in post-haste to its last argument—taken from imperialism. It appears that the tendency to skip over the bourgeois-democratic stage

“… is all the more [!] harmful because such a formulation of the question eliminates [?] the most important national peculiarity of the Chinese revolution, which is a semi-colonial revolution.”

The only meaning that these senseless words can have is that the imperialist yoke will be overthrown by some sort of non-proletarian dictatorship. But this means that the “most important national peculiarity” has been dragged in at the last moment in order to paint the Chinese national bourgeoisie or the Chinese petty-bourgeois “democracy” in bright colors. This argument can have no other meaning. But this only “meaning” has been adequately examined by us in our chapter “On the nature of the Colonial Bourgeoisie.” There is no need to return to this subject.

China is still confronted with a vast, bitter, bloody, and prolonged struggle for such elementary things as the liquidation of the most “Asiatic” forms of slavery, national emancipation, and unification of the country. But as the course of events has shown, it is precisely this that makes impossible in the future any petty-bourgeois leadership or even semi-leadership in the revolution. The unification and emancipation of China today is an international task, no less so than the existence of the U.S.S.R. This task can be solved only by means of a desperate struggle on the part of the downtrodden, hungry, and persecuted masses under the direct leadership of the proletarian vanguard—a struggle not only against world imperialism, but also against its economic and political agency in China, against the bourgeoisie, including the “national” bourgeoisie and all its democratic flunkeys. And this is nothing else than the road toward the dictatorship of the proletariat.

Beginning with April, 1917, Lenin explained to his opponents, who accused him of having adopted the position of the “permanent revolution,” that the dictatorship of the proletariat and the peasantry was realized partially in the epoch of dual power. He explained later that this dictatorship met with its further extension during the first period of Soviet power from November 1917 until July 1918, when the entire peasantry, together with the workers, effected the agrarian revolution while the working class did not as yet proceed with the confiscation of the mills and factories, but experimented with workers’ control. So far as the “class nature of the state” was concerned, the democratic-S.R.-Menshevik “dictatorship” gave all that it could give—the miscarriage of dual power. As to the agrarian overturn, the revolution gave birth to a perfectly healthy and strong baby, but it was the proletarian dictatorship that functioned as the midwife. In other words, what the theoretical formula of the dictatorship of the proletariat and the peasantry had combined, was dissociated in the course of the actual class struggle. The hollow shell of semi-power was provisionally entrusted to Kerensky-Tseretelli, while the real kernel of the agrarian-democratic revolution fell to the share of the victorious working class. This dialectical dissociation of the democratic dictatorship, the leaders of the E.C.C.I. failed to understand. They drove themselves into a political blind alley by condemning mechanically any “skipping over the bourgeois-democratic stage” and by endeavoring to guide the historical process in accordance with circular letters.

If we are to understand by the bourgeois-democratic stage, the accomplishment of the agrarian revolution by means of a “democratic dictatorship,” then it was the October Revolution itself that audaciously “skipped” over the bourgeois-democratic stage. Should it not be condemned for it?

Why is it then that the historically inevitable course of events which was the highest expression of Bolshevism in Russia must prove to be “Trotskyism” in China? No doubt owing to the very same logic which declares to be suitable for China the theory of the Martynovs, a theory fought by Bolshevism for two decades in Russia.

But is it at all permissible to draw here an analogy with Russia? Our answer is that the slogan of a democratic dictatorship of the proletariat and the peasantry was constructed by the leaders of the E.C.C.I. exclusively and entirely in accordance with the method of analogy, but a formal and literary analogy and not a materialist and historical analogy. An analogy between China and Russia is entirely admissible if we find the proper approach to it, and Lenin made excellent use of such an analogy. Moreover he did so not after but before the events, as if he had foreseen the future blunders of the epigones. Hundreds of times Lenin had to defend the October Revolution of the proletariat that had the audacity to conquer power notwithstanding the fact that the bourgeois-democratic tasks had not been solved. Precisely because of that, and precisely in order to do that, replied Lenin. Addressing himself to the pedants, who in their arguments against the conquest of power referred to the economic immaturity of Russia for socialism, which was “incontestable” for him (Works, Vol. XVIII, part 2, p. 119), Lenin wrote on January 16, 1923:

“It does not even occur to them, for instance, that Russia, standing on the border between civilized countries and countries which were for the first time definitely drawn by this war into the vortex of civilization, all Eastern countries and non-European countries—that Russia therefore could and should have manifested certain peculiarities which fall, of course, along the general lines of world development but which make its revolution different from all preceding revolutions of the Western European countries and which introduce certain partial innovations in approaching the countries of the Orient.” (Ibid., p. 118.)

The “peculiarity” which brings Russia closer to the countries of the Orient was seen by Lenin precisely in the fact that the young proletariat, at an early stage, had to grasp the broom and sweep feudal barbarism and all sorts of rubbish from its path toward socialism.

If, consequently, we are to take as our starting point the Leninist analogy between China and Russia, then we must say: from the standpoint of the “political nature of the State,” all that could have been obtained through the democratic dictatorship in China has been put to the test, first in Sun Yat-sen’s Canton, then on the road from Canton to Shanghai, which culminated in the Shanghai coup d’état and then in Wuhan where the Left Kuomintang appeared in its chemically pure form, i.e., according to the directives of the E.C.C.I., as the organizer of the agrarian revolution, but in reality as its hangman. But the social content of the bourgeois-democratic revolution will fill the initial period of the coming dictatorship of the Chinese proletariat and the peasant poor. To advance now the slogan of a democratic dictatorship of the proletariat and the peasantry after the role not only of the Chinese bourgeoisie, but also of Chinese “democracy” has been put to a thorough test, after it has become absolutely incontestable that “democracy” will play even a greater hangman’s role in the coming battles than in the past—to advance this slogan now is simply to create the means of covering up the new varieties of Kuomintangism and to prepare a noose for the proletariat.

Let us recall for the sake of completeness what Lenin tersely said about those Bolsheviks who insisted upon counterposing to the S.R.-Menshevik experience the slogan of a “genuine” democratic dictatorship:

“Whoever now talks only about the ‘revolutionary-democratic dictatorship of the proletariat and peasantry’ has lost touch with life, has, in virtue of this circumstance, gone over, in practice, to the petty bourgeoisie against the proletarian class struggle; and he ought to be relegated to the museum of ‘Bolshevik’ prerevolutionary antiquities (or, as one might call it, the museum of ‘old Bolsheviks’).” (Works, Vol. XIV, part 1, p. 29.)

These words ring as if they were actually spoken today.

Of course it is not at all a question of calling the Communist Party of China to an immediate insurrection for the seizure of power. The pace depends entirely upon the circumstances. The consequences of defeat cannot be removed merely by revising the tactic. The revolution is now subsiding. The half-concealing resolution of the E.C.C.I., the bombast about imminent revolutionary onslaughts, while countless people are being executed and a terrific commercial and industrial crisis rages in China, are criminal light-mindedness and nothing else. After three major defeats an economic crisis does not rouse but, on the contrary, depresses the proletariat which, as it is, has already been bled white, while the executions only destroy the politically weakened party. We are entering in China into a period of reflux, and consequently into a period in which the party deepens its theoretical roots, educates itself critically, creates and strengthens firm organizational links in all spheres of the working class movement, organizes rural nuclei, leads and unites partial, at first defensive and later offensive, battles of the workers and the peasant poor.

What will turn the tide in the mass movement? What circumstances will give the necessary revolutionary impulsion to the proletarian vanguard at the head of the many-millioned masses? This cannot be predicted. The future will show whether internal processes alone will be sufficient or an added impulsion will have to come from without.

There are sufficient grounds for assuming that the smashing of the Chinese revolution, directly due to the false leadership, will permit the Chinese and foreign bourgeoisie to overcome to a lesser or greater degree the frightful economic crisis now raging in the country. Naturally, this will be done on the backs and bones of the workers and peasants. This phase of “stabilization” will once again group and fuse together the workers, restore their class self-confidence in order subsequently to bring them into still sharper conflict with the enemy, but on a higher historical stage. It will be possible to speak seriously about the perspective of an agrarian revolution only on the condition that there will be a new mounting wave of the proletarian movement on the offensive.

It is not excluded that the first stage of the coming third revolution may reproduce in a very abridged and modified form the stages which have already been passed, presenting, for instance, some new parody of the “national united front.” But this first stage will be sufficient only to give the communist party a chance to put forward and announce its “April” thesis, that is, its program and tactics of the seizure of power, before the popular masses.

But what does the draft program say on this?

“The transition to the proletarian dictatorship is possible here [in China] only after a series of preparatory stages

[?] only as a result of a whole period of the growing over
[??] of the bourgeois-democratic revolution into the socialist revolution.”

In other words, all the “stages” that have already been gone through are not to be taken into account. The draft program still sees ahead what has already been left behind. This is precisely what is meant by a tail-endist formulation. It opens wide the gates for new experiments in the spirit of the Kuomintang course. Thus the concealment of the old mistakes inevitably prepares the road for new errors.

If we enter the new upsurge, which will develop at an incomparably more rapid tempo than the last one, with a blueprint of “democratic dictatorship” that has already outlived its usefulness, there can be no doubt that the third Chinese revolution, like the second, will be led to its doom.